How the work actually happens
Trading & rebalancing
Drift detection, tax/constraint checks, order generation, pre-trade compliance, execution, allocation, reconciliation.
How the work gets done
Derived automation mix
20% assisted · 80% automated
Automated — runs unattendedAssisted — software drafts, human approves
Drift detect
Compare current vs model at sleeve/household level.Household drift detection
automateddailyDrift surfaced at sleeve, account, and household with band thresholds — not just per-account model deltas.
Tax/constraint check
Wash sale, lot selection, holding period, restrictions.Tax-aware lot selection & wash-sale guard
automateddailyProposed trades respect ST/LT gain limits, holding-period rules, and cross-account wash-sale windows.
Generate orders
Block, allocate, route.Block, allocate, route
automateddailyTrader blocks across households, allocates pro-rata, and routes to the right custodian without re-keying.
Pre-trade compliance
Suitability, concentration, restricted lists.Pre-trade compliance checks
automateddailySuitability, concentration, restricted lists, and IPS bands enforced before the order leaves the OMS.
Allocate & reconcile
Allocation back to households, post-trade reconciliation.Post-trade allocation & reconcile
assisteddailyFills allocate back cleanly, breaks land in an exception queue, and the household model state matches the custodian by T+1.
Practice & explore
Drills, quizzes, vendor matrix, industry map, and reads — all in one place.